Topic537 documents tagged
Finance Signal
Securities
What This Page Covers
This page collects the 537 public records POLISCOPE has tagged with “Securities”. Coverage spans bills and campaign-finance records - each decoded into plain English and linked to its primary source. It most often overlaps with Finance, Financial Regulation, and Investor Protection.
Active Bills
SB 1288 requires financial firms to notify beneficiaries of nonprobate security transfersSB 1288 requires financial institutions to proactively notify beneficiaries of securities designated for nonprobate transfer upon the death of the owner. The bill also mandates that beneficiaries receCalifornia AB 1447 updates unclaimed property notice requirements and expands escheatment rules for securitiesRegulation A+ Improvement Act of 2025Exchange Regulatory Improvement Act of 2023Promoting Opportunities for Non-Traditional Capital Formation ActDigital Asset Market Clarity Act of 2025Increasing Investor Opportunities ActHouse bill requires institutional investment managers to disclose proxy advisory firm relationships
Showing 8 of 12 bills tagged with this topic.
Recent Activity
No recent activity found for this topic in the available records yet.
Browse recent local activity →Finance Signals
Finance-tagged records
2records associated with this topic
LobbyingCHICAGO (COOK COUNTY)Jul 1, 2015
Lobbying Disclosure: Securities Industry and Financial Markets Association (Q3 2015)
LobbyingCHICAGO (COOK COUNTY)Apr 1, 2014
Lobbying Disclosure: Securities Industry and Financial Markets Association
Reported financial relationships and timing signals. This does not prove motive or influence.
Key Actors
- 01Securities and Exchange Commissionorganization6 mentions
- 02Securities Exchange Act of 1934concept5 mentions
- 03Committee on Financial Servicesorganization4 mentions
- 04Senate Committee on Banking, Housing, and Urban Affairsorganization4 mentions
- 05House Committee on Financial Servicesorganization3 mentions
- 06Mike Crapoperson · R · Member of Congress3 mentions
- 07Securities Industry and Financial Markets Associationorganization2 mentions
- 08Securities Act of 1933other2 mentions
- 09Sherrod Brownperson2 mentions
- 10Jay Claytonperson2 mentions
Connections Preview
Lightweight relationship summary. Open the full graph for the interactive view, including 1-hop neighbours and money edges.
- Topic to billsSB 1288 requires financial firms to notify beneficiaries of nonprobate security transfers, California AB 1447 updates unclaimed property notice requirements and expands escheatment rules for securities, Regulation A+ Improvement Act of 2025 (+9 more)
- Topic to peopleMike Crapo, Sherrod Brown, Jay Clayton
- Topic to orgsSecurities and Exchange Commission, Committee on Financial Services, Senate Committee on Banking, Housing, and Urban Affairs (+2 more)
- Topic to financeLobbying Disclosure: Securities Industry and Financial Markets Association (Q3 2015), Lobbying Disclosure: Securities Industry and Financial Markets Association
Source Trail
Documents whose extracted record lists this topic. Each item opens the Bill Dossier, which includes the official source URL when available.
- Aug 30, 2026State BillSB 1288 requires financial firms to notify beneficiaries of nonprobate security transfers
- Aug 10, 2026State BillCalifornia AB 1447 updates unclaimed property notice requirements and expands escheatment rules for securities
- Jul 20, 2026hearing transcriptSenate Hearing on Securities Act Changes and Corporate Takeover Protections
- Jun 24, 2026congressional recordProposed Retirement Fairness Amendment for Charities and Schools
- Dec 9, 2025Federal BillRegulation A+ Improvement Act of 2025
- Nov 17, 2025Federal BillExchange Regulatory Improvement Act of 2023
- Jun 24, 2025Federal BillPromoting Opportunities for Non-Traditional Capital Formation Act
- May 29, 2025Federal BillDigital Asset Market Clarity Act of 2025
- May 14, 2025Federal BillIncreasing Investor Opportunities Act
- May 14, 2025Federal BillHouse bill requires institutional investment managers to disclose proxy advisory firm relationships
Showing 10 of 537 source records.